A Survey of Short-Selling Regulations

Amy K. Edwards et al.

Review of Asset Pricing Studies2024https://doi.org/10.1093/rapstu/raae011article
AJG 3ABDC A*
Weight
0.62

Abstract

Given the complex and controversial nature of short-selling regulation, we review the academic literature and provide insights for policy makers and academics. We organize the complex history of short-selling regulation into three areas: trading restrictions, securities lending regulations, and disclosure requirements. We identify, analyze, and discuss 45 distinct regulations promulgated from 1896 to 2021, primarily by reviewing the academic literature and the data sources employed. We provide several insights regarding the effectiveness of regulatory approaches and the wider impact of short-selling regulation on markets. (JEL G2, G12, G14, G15, G34)

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https://doi.org/https://doi.org/10.1093/rapstu/raae011

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@article{amy2024,
  title        = {{A Survey of Short-Selling Regulations}},
  author       = {Amy K. Edwards et al.},
  journal      = {Review of Asset Pricing Studies},
  year         = {2024},
  doi          = {https://doi.org/https://doi.org/10.1093/rapstu/raae011},
}

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Evidence weight

0.62

Balanced mode · F 0.40 / M 0.15 / V 0.05 / R 0.40

F · citation impact0.70 × 0.4 = 0.28
M · momentum0.75 × 0.15 = 0.11
V · venue signal0.50 × 0.05 = 0.03
R · text relevance †0.50 × 0.4 = 0.20

† Text relevance is estimated at 0.50 on the detail page — for your query’s actual relevance score, open this paper from a search result.